Key Brokerage Information

There are two options from which to choose when placing a buy or sell trade. You can either place a trade yourself using the Trinidad and Tobago Stock Exchange Online Trading Platform (TOP) or have one of RWML’s advisors place the order on your behalf.

Placement of trades on TOP: 
This is a simple three (3) step process!
Step 1:
Sign up for a free TOP account. Register here or visit the Frequently Asked Questions to first learn more. Please print, complete, sign and return the TOP agreement form to us in an emailed to rwmlinfo@rfhl.com.

Step 2:
Once your TOP account is opened, you’ll be required to deposit funds into it in order to buy shares. All trades to the account must be prefunded. Alternatively, proceeds from the sale of shares can be re-invested.

Step 3:
You can now begin to place trades from the comfort of your office or home.
Trades conducted via TOP will incur a cost of 0.96% each of your trade value.

Placement of trades by RWML:
Step 1:
Send an email to rwmltrades@rfhl.com using the following format:
Email Subject: “New Trade Request”
Email Copy: Include the following:

• RWML account number
• Number of shares you wish to trade
• Indicate if the order is a BUY or SELL and the price at you wish to place the trade

Example:  a/c# xxxxx.  BUY 10 RFHL shares @ $142.00 via limit order.

If unsure of the recommended price you should buy or sell at or if you’d like advice on which shares to trade, please contact us for guidance at the above email address.

Step 2:
Funding of trades must be placed through RWML. First-time customer purchases should:

• Deposit ½ of the estimated value of your initial trade to account# 010249309601 in the name of Republic Wealth Management Limited via branch deposit or online banking
• Email your proof of payment to rwmltrades@rfhl.com
• Pay the remaining balance once the trade has been executed

Please contact rwmltrades@rfhl.com before depositing funds to our account.

For subsequent purchases, prefunding your account is not required. Instead, you can make a payment within two days of your trade being executed.

Within a day of your trade being executed, you’ll receive a contract note via email. This represents proof of trade and provides details on the number of shares you’ve traded and the amount you’re required to pay for purchases or the amount you will receive for sales.